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Financial Advisor
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661	WK$QQXDO$FFRXQWLQJ6KRZ 6HSWHPEHU )W/DXGHUGDOH DPDP Add to Reading List Source URL: www.ficpa.org Language: English - Date: 2012-09-11 16:51:03 Finance Certified Public Accountant Accountant American Institute of Certified Public Accountants Financial planner Certified Financial Planner Tax advisor Accountancy Professional accountancy bodies Business
662	Microsoft Word - IA[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-28 17:47:46 Financial services Institutional investors Collective investment schemes AmSouth Bancorporation Mutual fund fees and expenses Financial adviser Investment Advisers Act Mutual fund Registered Investment Advisor Financial economics Investment Regions Financial Corporation
663	WEALTH MANAGEMENT Unique Challenges for Women Investors Article by Wealth Management Systems, Inc. Courtesy of a Morgan Stanley Financial Advisor Due to a number of gender-based challenges, women may be playing Add to Reading List Source URL: www.morganstanleyfa.com Language: English - Date: 2014-08-06 17:57:13 Finance Social Security Taxation in the United States Gender studies Retirement Pension Morgan Stanley Parity Gender role Financial economics Investment Financial services
664	November 9, 2012 VIA ELECTRONIC MAIL Ms. Sauntia S. Warfield Assistant Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English Finance Commodity Futures Trading Commission Commodity Pool Operator Commodity pool Hedge fund Commodity trading advisor Gary Gensler National Futures Association Bart Chilton Financial economics Commodities market Investment
665	From: Jordan, Nora M. Sent: Tuesday, May 24, 2011 3:26 PM To: Vaughan, David A. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-06 16:31:36 Business Financial adviser Late-2000s financial crisis Investment Advisor Money U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Unibanco Finance Financial economics Investment
666	MANAGEMENT SCIENCE Vol. 59, No. 6, June 2013, pp. 1271–1289 ISSN[removed]print) ISSN[removed]online) http://dx.doi.org[removed]mnsc[removed] Add to Reading List Source URL: www.columbia.edu Language: English - Date: 2013-06-20 10:39:32 Finance Hedge fund Form 13F Fund of funds Collective investment scheme Trading Advisor Selection System Private equity Long/short equity Mutual fund Financial economics Investment Financial services
667	OFFICE OF FINANCIAL BATON ROUGE, Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2013-01-11 15:01:19 Financial adviser Broker Business Registered Investment Advisor Investment Advisers Act Financial economics Finance Investment
668	Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§[removed]Adopted October 1978 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:56 Finance Financial regulation Self-regulatory organizations Financial markets United States securities law Financial services Net capital rule Registered Investment Advisor Financial economics Investment Securities Investor Protection Corporation
669	Microsoft Word - ID-374 _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-06 09:03:16 Financial services 76th United States Congress Institutional investors Investment Advisers Act Hedge fund Investment Advisor Financial adviser Investment Company Act Mutual fund Financial economics Investment Finance
670	Microsoft Word - id375bpm.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-17 16:24:15 U.S. Securities and Exchange Commission Securities fraud Business Financial services Economics Alberto Vilar Amerindo Investment Advisors Investment Advisers Act Investment Advisor

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